Griffin Phillips LLC offers four main areas of consultative support: Goals Discovery, Product Advice, Jurisdiction Identification, and Third Party Partner Introductions. These solutions allow your company to have access to Griffin Phillips experience-driven specializations.

  • Product Development and Product Structure Expertise within the financial services and asset management marketplace
  • Global capabilities across open and closed-end registered products
  • ETFs, private placement and all alternative investment structures
  • Tailored solutions and services to meet client and investor needs

Goals Discovery

A critical step at the outset of any relationship is to determine with the client what their expectations are for an anticipated fund structure. This first step is to discuss where to whom and within what limits they want the desired fund to be active. Once this is determined the next steps can be taken.

Product Advice

Depending on the strategies and underlying assets that a specific client is involved with and to whom they wish to market their product, Griffin Phillips will provide an outline of what registered or unregistered product will fit their particular strategy and target market.

Jurisdiction Identification

In some cases, the domestic market of the asset manager is not the best venue for the strategy, underlying assets or distribution goals of the product in question. Griffin Phillips’ goal is to not only to identify the best financial structure but also to find the best jurisdiction for that registration.

Third Party Partner Introductions

In order to make the entire package successful, you need to have the right team to maintain the product on a day to day basis. Over the years, Griffin Phillips has developed an extensive network of high-quality service providers that can provide all the necessary services for the product from the development stage, through the distribution phase and throughout the life of the product.